S-8

As filed with the Securities and Exchange Commission on May 13, 2022

Registration No. 333-

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Adagio Therapeutics, Inc.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   85-1403134

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

1601 Trapelo Road, Suite 178

Waltham, MA 02451

(Address of principal executive offices) (Zip code)

2021 Equity Incentive Plan

(Full title of the plan)

David Hering

Interim Chief Executive Officer and Chief Operating Officer

Adagio Therapeutics, Inc.

1601 Trapelo Road, Suite 178

Waltham, MA 02451

(Name and address of agent for service)

(781) 819-0080

(Telephone number, including area code, of agent for service)

Copies to:

Jill Andersen

Chief Legal Officer

Adagio Therapeutics, Inc.

1601 Trapelo Road, Suite 178

Waltham, MA 02451

 

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

 


REGISTRATION OF ADDITIONAL SHARES PURSUANT TO GENERAL INSTRUCTION E

Pursuant to General Instruction E of Form S-8, Adagio Therapeutics, Inc. (the “Registrant”) is filing this Registration Statement with the Securities and Exchange Commission (the “Commission”) to register 5,539,145 additional shares of its common stock under the Registrant’s 2021 Equity Incentive Plan (the “2021 Plan”), pursuant to the provisions of the 2021 Plan providing for an automatic increase in the number of shares of common stock reserved and available for issuance under the 2021 Plan on January 1, 2022.

In accordance with the instructional note to Part I of Form S-8 as promulgated by the Commission, the information specified by Part I of the Form S-8 has been omitted from this Registration Statement.

This Registration Statement relates to securities of the same class as those that were previously registered by the Registrant on a Registration Statement on Form S-8 (the “Prior Registration Statement”) filed with the Commission on August 23, 2021 (File No. 333-259008). The contents of the Prior Registration Statement are incorporated by reference into this Registration Statement.


PART II

 

ITEM 3.

INCORPORATION OF DOCUMENTS BY REFERENCE

The following documents filed by the Registrant with the Commission are incorporated by reference into this Registration Statement:

(a) The Registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2021, filed with the Commission on March 31, 2022 (the “Form 10-K”), as subsequently amended by Amendment No. 1 to the Form 10-K, filed with the Commission on April 29, 2022 (File Nos.: 001-40703);

(b) The Registrant’s Current Reports on Form 8-K (File No. 001-40703) filed with the Commission on  January  13, 2022, February  18, 2022, February  22, 2022, February 23, 2022 (as amended by the Current Report on Form 8-K/A filed on March  21, 2022), March  1, 2022 and March 21, 2022 to the extent the information in and exhibits to such reports are filed and not furnished; and

(c) The description of the Registrant’s common stock contained in the Registrant’s Registration Statement on Form 8-A filed on August 3, 2021 (File No. 001-40703) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), as the description therein has been updated and superseded by the description of the Registrant’s common stock contained in Exhibit 4.2 to the Form 10-K, filed with the Commission on March 31, 2022, including any amendment or report filed for the purpose of updating such description.

All documents, reports and definitive proxy or information statements filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act (other than Current Reports on Form 8-K furnished under Item 2.02 or Item 7.01 of Form 8-K and exhibits furnished on such form that relate to such items) on or after the date of this Registration Statement and prior to the filing of a post-effective amendment to this Registration Statement that indicates that all securities offered hereby have been sold or that deregisters all securities then remaining unsold shall be deemed to be incorporated by reference in this Registration Statement and to be part hereof from the date of filing of such documents. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any subsequently filed document that also is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.

 

ITEM 8.

EXHIBITS

 

Exhibit
Number
  

Description

   Incorporated by Reference
   Schedule/Form    File Number    Exhibit    Filing Date
4.1    Amended and Restated Certificate of Incorporation of the Registrant, as currently in effect    8-K    001-40703    3.1    August 10, 2021
4.2    Amended and Restated Bylaws of the Registrant, as currently in effect    8-K    001-40703    3.2    August 10, 2021
5.1*    Opinion of Wilmer Cutler Pickering Hale & Dorr LLP            
23.1*    Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm            
23.2*    Consent of Wilmer Cutler Pickering Hale & Dorr LLP (included in Exhibit 5.1)            
24.1*    Power of Attorney (included in signature pages of Registration Statement)            
99.1    2021 Equity Incentive Plan and Forms of Stock Option Grant Notice, Stock Option Agreement, Notice of Exercise, RSU Award Grant Notice and RSU Award Agreement    S-1    333-257975    10.2    August 2, 2021
107.1*    Filing Fee Table            

 

*

Filed herewith


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Waltham, Commonwealth of Massachusetts, on this 13th day of May, 2022.

 

Adagio Therapeutics, Inc.
By:  

/s/ David Hering, M.B.A.

  Name: David Hering, M.B.A.
  Title: Interim Chief Executive Officer and Chief Operating Officer
By:  

/s/ Jane Pritchett Henderson

  Name: Jane Pritchett Henderson
  Title: Chief Financial Officer and Chief Business Officer

POWER OF ATTORNEY

KNOW ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints David Hering, and Jane Pritchett Henderson, and each of them, as his or her true and lawful agents, proxies and attorneys-in-fact, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to (i) act on, sign and file with the Securities and Exchange Commission any and all amendments (including post-effective amendments) to this registration statement together with all schedules and exhibits thereto and any subsequent registration statement filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, together with all schedules and exhibits thereto, (ii) act on, sign and file such certificates, instruments, agreements and other documents as may be necessary or appropriate in connection therewith, (iii) act on and file any supplement to any prospectus included in this registration statement or any such amendment or any subsequent registration statement filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and (iv) take any and all actions which may be necessary or appropriate to be done, as fully for all intents and purposes as he might or could do in person, hereby approving, ratifying and confirming all that such agent, proxy and attorney-in-fact or any of his substitutes may lawfully do or cause to be done by virtue thereof.

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

  

Date

/s/ David Hering, M.B.A.

David Hering, M.B.A.

  

Interim Chief Executive Officer and Chief Operating Officer

(Principal Executive Officer)

   May 13, 2022

/s/ Jane Pritchett Henderson

Jane Pritchett Henderson

  

Chief Financial Officer and Chief Business Officer

(Principal Financial Officer and Principal Accounting Officer)

   May 13, 2022

/s/ René Russo, Pharm.D.

René Russo, Pharm.D.

   Chair of the Board of Directors    May 13, 2022

/s/ Tom Heyman

Tom Heyman

   Director    May 13, 2022

/s/ Ellen R. Marram, M.B.A.

Ellen R. Marram, M.B.A.

   Director    May 13, 2022

/s/ Howard Mayer, M.D.

Howard Mayer, M.D.

   Director    May 13, 2022

/s/ Terrance McGuire

Terrance McGuire

   Director    May 13, 2022


Signature

  

Title

  

Date

/s/ Redonda Miller, M.D., M.B.A.

Redonda Miller, M.D., M.B.A.

   Director    May 13, 2022

 

Ajay Royan

   Director   

/s/ Anand Shah, M.D.

Anand Shah, M.D.

   Director    May 13, 2022

/s/ Michael Wyzga

Michael Wyzga

   Director    May 13, 2022
EX-5.1

Exhibit 5.1

 

LOGO

+1 617 526 6000 (t)

+1 617 526 5000 (f)

May 13, 2022

Adagio Therapeutics, Inc.

1601 Trapelo Road, Suite 178

Waltham, Massachusetts 02451

 

  Re:

2021 Equity Incentive Plan

Ladies and Gentlemen:

We have assisted in the preparation of a Registration Statement on Form S-8 (the “Registration Statement”) to be filed with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”), relating to an aggregate of 5,539,145 shares of common stock, $0.0001 par value per share (the “Shares”), of Adagio Therapeutics, Inc., a Delaware corporation (the “Company”), issuable under the Company’s 2021 Equity Incentive Plan (the “Plan”).

We have examined the Certificate of Incorporation and Bylaws of the Company, each as amended and restated to date, and originals, or copies certified to our satisfaction, of all pertinent records of the meetings of the directors and stockholders of the Company, the Registration Statement and such other documents relating to the Company as we have deemed material for the purposes of this opinion.

In our examination of the foregoing documents, we have assumed the genuineness of all signatures, the authenticity of all documents submitted to us as originals, the conformity to original documents of all documents submitted to us as certified, photostatic or other copies, the authenticity of the originals of any such documents and the legal competence of all signatories to such documents.

We assume that the appropriate action will be taken, prior to the offer and sale of the Shares in accordance with the Plan, to register and qualify the Shares for sale under all applicable state securities or “blue sky” laws.

We express no opinion herein as to the laws of any state or jurisdiction other than the state laws of the General Corporation Law of the State of Delaware and the federal laws of the United States of America.

 

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May 13, 2022

Page 2

 

It is understood that this opinion is to be used only in connection with the offer and sale of the Shares while the Registration Statement is in effect.

Please note that we are opining only as to the matters expressly set forth herein, and no opinion should be inferred as to any other matters.

Based on the foregoing, we are of the opinion that the Shares have been duly authorized for issuance and, when the Shares are issued and paid for in accordance with the terms and conditions of the Plan, the Shares will be validly issued, fully paid and nonassessable.

We hereby consent to the filing of this opinion with the Commission in connection with the Registration Statement in accordance with the requirements of Item 601(b)(5) of Regulation S-K under the Securities Act. In giving such consent, we do not hereby admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission.

 

Very truly yours,
/s/ Wilmer Cutler Pickering Hale and Dorr LLP
WILMER CUTLER PICKERING HALE AND DORR LLP
EX-23.1

Exhibit 23.1

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

We hereby consent to the incorporation by reference in this Registration Statement on Form S-8 of Adagio Therapeutics, Inc. of our report dated March 31, 2022 relating to the financial statements, which appears in Adagio Therapeutics, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2021.

/s/ PricewaterhouseCoopers LLP

Boston, Massachusetts

May 13, 2022

EX-FILING FEES

Exhibit 107.1

CALCULATION OF FILING FEE TABLES

FORM S-8

(Form Type)

ADAGIO THERAPEUTICS, INC.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered Securities

 

Security Type

 

  

Title of Securities

to be Registered

 

  

Fee

  Calculation  

Rule

 

  

Amount

  Registered(1)  

 

 

Proposed

  Maximum  

Offering

Price per

Share(3)

 

  

Proposed

  Maximum  

Aggregate

Offering

Price(3)

 

  

Fee Rate

 

  

Amount of

  Registration  

Fee

 

Equity

 

   Common Stock, par value
$0.0001 per share

 

  

 

Other

  

 

5,539,145(2)

 

 

$2.77

  

 

$15,343,431.65

  

 

$0.0000927

  

 

$1,422.34

Total Offering Amounts

 

       $15,343,431.65

 

        $1,422.34

 

Total Fee Offsets

 

                 $0

 

Net Fee Due

 

                 $1,422.34

 

 

(1)

Pursuant to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of Registrant’s common stock, par value $0.0001 (the “Common Stock”), that become issuable under the Registrant’s 2021 Equity Incentive Plan (the “2021 Plan”) by reason of any stock dividend, stock split, recapitalization or other similar transaction that results in an increase in the number of outstanding shares of Common Stock.

(2)

Represents additional shares of Common Stock reserved for issuance under the 2021 Plan as a result of an automatic annual increase equal to 5% of the total number of shares of the Registrant’s capital stock outstanding on December 31, 2021 to the aggregate number of shares of the Registrant’s common stock reserved for issuance under, and which annual increase is provided by, the 2021 Plan.

(3)

Estimated in accordance with Rule 457(c) and (h) solely for purposes of calculating the registration fee. The proposed maximum offering price per share and maximum aggregate offering price are calculated on the basis of the average of the high and low sales prices of the Common Stock as reported on the Nasdaq Global Market on May 9, 2022.